William Drake Taylor

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gaudium Associates Limited

    FRN 750294

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Aug 2019)
    • CF10 Compliance Oversight (1 Jun 2017 to 30 Aug 2019)
    • CF1 Director (1 Jun 2017 to 30 Aug 2019)
    • CF11 Money Laundering Reporting (1 Jun 2017 to 30 Aug 2019)
    • CF30 Customer (1 Jun 2017 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (1 Jun 2017 to 30 Aug 2019)
    • Responsible for Insurance Mediation (1 Jun 2017 to 30 Sep 2018)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (8 Jan 2015 to 1 Jun 2017)
    • CF1 Director (AR) (11 Mar 2010 to 1 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

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