William Doherty

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 6 Oct 2010)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jan 2007 to 1 Mar 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (24 May 2002 to 19 Jan 2007)
    • CF22 Investment Adviser (Trainee) (14 May 2002 to 24 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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