Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2019 to 31 Mar 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2019 to 31 Mar 2023)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Jun 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Jun 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (1 Nov 2007 to 26 Feb 2009)
    • CF19 Significant Mgt (Financial Resources) (24 Nov 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.