Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (28)CF21 Investment Adviser (16 Aug 2004 to 31 Dec 2004)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 2 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (28)CF21 Investment Adviser at STIFEL EUROPE LIMITED