Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (1 Nov 2020 to 17 Jul 2025)
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- [FCA CF] Client dealing (3 Feb 2020 to 1 Oct 2020)
- [FCA CF] Material risk taker (3 Feb 2020 to 1 Oct 2020)
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- CF29 Significant management (22 Jan 2009 to 4 Oct 2012)
- CF30 Customer (14 Oct 2008 to 31 May 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.