Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 Apr 2010)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
    • Employed By (since 1 Dec 2001)
  • Nolan Phillips Financial Ltd (no longer approved here)

    FRN 215745

    • (11)Employed By (5 Apr 2019 to 27 Feb 2020)

Recent activity

Updates to this individual's record on the FCA register.

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