William Cumming

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Nov 2005 to 27 Oct 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Nov 2005 to 27 Oct 2006)
    • CF21 Investment Adviser (20 Jun 2005 to 21 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.