William Crookston

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rutland Independent Wealth Management LLP

    FRN 671726

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2021)
    • CF30 Customer (20 Jul 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Jul 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Jul 2015 to 8 Dec 2019)
    • CF4 Partner (20 Jul 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (20 Jul 2015 to 30 Sep 2018)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF4 Partner (AR) (9 May 2013 to 25 Sep 2015)
    • CF30 Customer (13 Dec 2012 to 25 Sep 2015)
  • Abercrombie Pension & Investment Planning Ltd (no longer approved here)

    FRN 153059

    • Employed By (9 Sep 2004 to 30 Dec 2007)
  • Abercrombie Financial Consultancy (no longer approved here)

    FRN 225404

    • (5)Employed By (13 Jun 2003 to 14 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.