Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Southern Pacific Mortgage Limited (no longer approved here)

    FRN 302027

    • Responsible for Insurance Mediation (14 Jan 2005 to 23 Sep 2005)
    • CF13 Finance (31 Oct 2004 to 23 Sep 2005)
    • CF14 Risk Assessment (31 Oct 2004 to 23 Sep 2005)
    • CF15 Internal Audit (31 Oct 2004 to 23 Sep 2005)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 23 Sep 2005)
    • CF19 Significant Mgt (Financial Resources) (31 Oct 2004 to 23 Sep 2005)
    • CF3 Chief Executive (AR) (31 Oct 2004 to 23 Sep 2005)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 23 Sep 2005)
    • CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 23 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.