Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF10 Compliance Oversight (1 Aug 2004 to 31 Jan 2005)
- CF1 Director (1 Dec 2001 to 5 Jun 2008)
- CF3 Chief Executive (1 Dec 2001 to 22 Jan 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 22 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.