Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (26 Jan 2022 to 20 Nov 2025)
    • [FCA CF] Client dealing (1 Sep 2021 to 20 Nov 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Material risk taker (15 Dec 2020 to 26 Aug 2021)
    • [FCA CF] Manager of certification employee (20 Oct 2020 to 26 Aug 2021)
    • [FCA CF] Client dealing (7 Mar 2017 to 26 Aug 2021)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Material risk taker (15 Dec 2020 to 26 Aug 2021)
    • [FCA CF] Manager of certification employee (20 Oct 2020 to 26 Aug 2021)
    • [FCA CF] Client dealing (7 Mar 2017 to 26 Aug 2021)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (18 Sep 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.