Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (2 Jan 2023 to 28 Aug 2023)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Feb 2024)
-
- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF22 Investment Adviser (Trainee) (17 Oct 2005 to 31 Oct 2007)
-
- CF22 Investment Adviser (Trainee) (16 Apr 2004 to 21 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.