William Bruce Pringle Brown

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2023)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
  • Lee Newton Financial Services (no longer approved here)

    FRN 201651

    • (7)Employed By (8 Apr 2009 to 31 Dec 2023)
  • William Bruce Pringle Brown (no longer approved here)

    FRN 216595

    • Employed By (1 Dec 2001 to 31 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (7)Employed By at Lee Newton Financial Services