William Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SN SecureCorp Sales Limited (no longer approved here)
FRN 314953
- Responsible for Insurance Distribution (1 Oct 2018 to 12 Feb 2019)
- Responsible for Insurance Mediation (7 Oct 2016 to 30 Sep 2018)
- CF1 Director (4 Dec 2015 to 12 Feb 2019)
Snap-on UK Holdings Limited (no longer approved here)
FRN 631097
- CF10 Compliance Oversight (24 Apr 2018 to 12 Feb 2019)
- CF29 Significant management (10 Oct 2014 to 12 Feb 2019)
- CF1 Director (10 Oct 2014 to 12 Feb 2019)
- CF11 Money Laundering Reporting (10 Oct 2014 to 12 Feb 2019)
Snap-on Finance UK Limited (no longer approved here)
FRN 630814
- CF1 Director (10 Oct 2014 to 12 Feb 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.