William Boggan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TFS Derivatives Limited (no longer approved here)
FRN 197244
- [FCA CF] Client dealing (5 Mar 2021 to 31 Jul 2021)
- [FCA CF] Manager of certification employee (5 Mar 2021 to 31 Jul 2021)
- CF30 Customer (14 Dec 2018 to 8 Dec 2019)
SQUARE GLOBAL LIMITED (no longer approved here)
FRN 653770
- CF30 Customer (17 Jul 2017 to 28 Aug 2018)
Sigma Broking Limited (no longer approved here)
FRN 485362
- CF30 Customer (10 Feb 2017 to 9 Mar 2017)
State Street Global Markets International Limited (no longer approved here)
FRN 194525
- CF30 Customer (19 Sep 2011 to 1 Apr 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.