William Bedford

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bedford Wealth Ltd

    FRN 948359

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Aug 2021)
    • SMF3 Executive Director (since 3 Aug 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
  • STERLING NORTH LTD (no longer approved here)

    FRN 599275

    • CF30 Customer (4 Jan 2017 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (21 Aug 2015 to 25 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.