Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 14 Jul 2025)
    • [FCA CF] Client dealing (since 20 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 20 Feb 2024)
    • [FCA CF] Client dealing (26 May 2021 to 7 Dec 2022)
    • [FCA CF] Functions requiring qualifications (26 May 2021 to 7 Dec 2022)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • Appointed representative dealing with clients for which they require qualification (18 Feb 2021 to 6 Sep 2024)
    • CF30 Customer (18 Feb 2021 to 6 Sep 2024)
    • [FCA CF] Client dealing (18 Feb 2021 to 6 Sep 2024)
  • Credo Wealth Planning Ltd (no longer approved here)

    FRN 914444

    • Employed By (18 Feb 2021 to 6 Sep 2024)
  • Forvis Mazars Financial Planning Limited (no longer approved here)

    FRN 182644

    • CF30 Customer (3 May 2017 to 3 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.