Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Castle Sundborn Limited
FRN 125913
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 4 May 2021)
- CF30 Customer (since 4 May 2021)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
- [FCA CF] Client dealing (since 1 Apr 2021)
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Fuller Wealth Management
FRN 948407
- (1)Employed By (since 4 May 2021)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Fuller Wealth Management
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controlled function added: (1)Employed By at Fuller Wealth Management