William Anthony Thomas Game

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RBC Europe Limited
FRN 124543
- [FCA CF] Client dealing (since 29 Aug 2024)
Panmure Liberum Limited (no longer approved here)
FRN 403721
- [FCA CF] Client dealing (1 Jul 2024 to 28 Aug 2024)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- [FCA CF] Client dealing (5 Jan 2022 to 1 Jul 2024)
H2 Radnor Limited (no longer approved here)
FRN 720523
- [FCA CF] Client dealing (29 Jan 2021 to 24 Nov 2021)
Zeus Capital Limited (no longer approved here)
FRN 224621
- CF30 Customer (16 Nov 2017 to 7 Mar 2019)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (5 Aug 2015 to 9 Nov 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.