William Anthony McLaughlin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 4 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF30 Customer (since 4 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Oct 2022)
    • CF1 Director (AR) (2 Aug 2019 to 27 Feb 2020)
    • CF30 Customer (2 Aug 2019 to 27 Feb 2020)
  • QUILTER WEALTH LIMITED

    FRN 217742

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 10 Oct 2022)
    • CF1 Director (AR) (since 2 Aug 2019)
    • CF30 Customer (since 2 Aug 2010)
  • TM Financial Planning Ltd

    FRN 528587

    • (2)Employed By (since 2 Aug 2010)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (2 Aug 2019 to 27 Feb 2020)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (4 Dec 2008 to 20 Aug 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF22 Investment Adviser (Trainee) (2 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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