Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
24/7 INVESTMENT MANAGEMENT LTD
FRN 953665
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 17. Administrative functions in relation to managing investments
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
- SMF3 Executive Director (since 1 Mar 2022)
- [FCA CF] Client dealing (since 1 Mar 2022)
-
HARTEY WEALTH MANAGEMENT LIMITED
FRN 593740
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 May 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 26 May 2023)
- CF1 Director (1 Apr 2019 to 8 Dec 2019)
- CF30 Customer (23 Jan 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.