Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 2 Apr 2026)
- [FCA CF] Significant management (9 Dec 2019 to 2 Apr 2026)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Nov 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Nov 2021)
- CF30 Customer (1 Nov 2007 to 13 Jun 2023)
- CF1 Director (21 Jan 2005 to 8 Dec 2019)
- CF21 Investment Adviser (16 Sep 2003 to 31 Oct 2007)
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- Employed By (1 Sep 2011 to 13 Jun 2023)
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- (4)Employed By (10 Apr 2002 to 15 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.