Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lifetime Financial Management Intermediaries Ltd (no longer approved here)

    FRN 225795

    • SMF3 Executive Director (9 Dec 2019 to 2 Apr 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Apr 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Nov 2021)
    • CF30 Customer (1 Nov 2007 to 13 Jun 2023)
    • CF1 Director (21 Jan 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (16 Sep 2003 to 31 Oct 2007)
  • Winston Financial Management LLP (no longer approved here)

    FRN 517089

    • Employed By (1 Sep 2011 to 13 Jun 2023)
  • Lifetime Financial Management (2930) (no longer approved here)

    FRN 190711

    • (4)Employed By (10 Apr 2002 to 15 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.