William Andrew Paton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
    • [FCA CF] Client dealing (2 Jun 2025 to 19 Mar 2026)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (25 Oct 2002 to 27 May 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Oct 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF21 Investment Adviser (25 Oct 2002 to 25 Oct 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Oct 2002)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF21 Investment Adviser (25 Oct 2002 to 27 May 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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