Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2022)
- CF30 Customer (8 Nov 2017 to 8 Dec 2019)
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- CF30 Customer (4 Apr 2014 to 10 Nov 2017)
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- CF30 Customer (28 May 2010 to 27 Apr 2011)
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- CF22 Investment Adviser (Trainee) (31 Mar 2003 to 7 Apr 2003)
- CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.