William Andrew Harris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W1M Investment Management Limited

    FRN 116404

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 15 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 15 Jul 2025)
  • W1M Wealth Management Limited

    FRN 120776

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Jul 2025)
    • [FCA CF] Client dealing (since 15 Jul 2025)
  • Capital Advisory Partners Ltd (no longer approved here)

    FRN 450657

    • [FCA CF] Client dealing (3 May 2021 to 7 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

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