William Alistair Cole

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF28 Systems and controls (1 Nov 2007 to 1 Sep 2011)
    • CF10 Compliance Oversight (1 Dec 2006 to 1 Sep 2011)
    • CF14 Risk Assessment (25 Feb 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (25 Feb 2005 to 22 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.