William Alexander

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (17 Feb 2025 to 14 Apr 2025)
    • [FCA CF] Manager of certification employee (8 Apr 2022 to 17 Nov 2025)
    • [FCA CF] Client dealing (17 Nov 2016 to 30 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (21 Jun 2016 to 30 Nov 2025)
    • CF30 Customer (18 Jan 2013 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (13 Apr 2022 to 15 Aug 2023)
    • [FCA CF] Manager of certification employee (8 Apr 2022 to 14 Aug 2025)
    • [FCA CF] Client dealing (23 Jun 2020 to 30 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 30 Nov 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 28 Aug 2012)
    • CF21 Investment Adviser (25 Mar 2003 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.