William Alan Guffey

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nephila Syndicate Management Limited
FRN 816793
- SMF10 Chair of the Risk Committee (since 8 Aug 2019)
- SMF11 Chair of the Audit Committee (since 8 Aug 2019)
- SMF5 Head of Internal Audit (since 8 Aug 2019)

Updates to this individual's record on the FCA register.

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A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.