Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF1 Director (11 Aug 2010 to 15 Aug 2011)
    • CF3 Chief Executive (17 Oct 2007 to 1 Sep 2009)
    • CF8 Apportionment and Oversight (17 Oct 2007 to 31 Mar 2009)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • CF2 Non Executive Director (17 Oct 2007 to 6 Oct 2011)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • CF1 Director (17 Oct 2007 to 15 Aug 2011)
    • CF3 Chief Executive (17 Oct 2007 to 1 Sep 2009)
    • CF8 Apportionment and Oversight (17 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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