Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VOYA INVESTMENT MANAGEMENT (UK) LIMITED (no longer approved here)

    FRN 565503

    • [FCA CF] Client dealing (19 Dec 2019 to 15 Apr 2023)
    • [FCA CF] Manager of certification employee (19 Dec 2019 to 15 Apr 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 17 Mar 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 17 Mar 2023)
    • CF10 Compliance Oversight (21 Feb 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Feb 2012 to 8 Dec 2019)
    • CF3 Chief Executive (21 Feb 2012 to 8 Dec 2019)
    • CF30 Customer (21 Feb 2012 to 8 Dec 2019)
    • CF1 Director (21 Feb 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.