Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • SMF18 Other Overall Responsibility (29 Jun 2023 to 28 Jan 2025)
    • [FCA CF] Client dealing (26 Jun 2023 to 17 Sep 2024)
    • [FCA CF] Material risk taker (26 Jun 2023 to 17 Sep 2024)
    • CF30 Customer (31 Jan 2008 to 30 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.