Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (21 Sep 2023 to 17 Sep 2024)
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- SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Aug 2024)
- CF29 Significant management (16 Oct 2017 to 8 Dec 2019)
- CF30 Customer (31 Jul 2017 to 8 Dec 2019)
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- CF30 Customer (11 Nov 2016 to 9 Jan 2017)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.