Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 5 Jul 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (11 May 2016 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Walter Wright Financial Services Ltd (no longer approved here)

    FRN 400196

    • Employed By (22 Apr 2004 to 14 Dec 2004)
  • Walter Wright Insurance Brokers Ltd (no longer approved here)

    FRN 121123

    • Employed By (1 Dec 2001 to 14 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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