Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 3 Sep 2024)
    • CF1 Director (AR) (29 Sep 2016 to 14 Sep 2017)
  • DAVID WILLIAMS I F A LIMITED (no longer approved here)

    FRN 530750

    • [FCA CF] Client dealing (21 Apr 2023 to 25 Jun 2024)
    • [FCA CF] Functions requiring qualifications (21 Apr 2023 to 25 Jun 2024)
  • Responsible Life Limited (no longer approved here)

    FRN 610205

    • [FCA CF] Functions requiring qualifications (18 Jul 2022 to 13 Apr 2023)
  • Age Partnership Limited (no longer approved here)

    FRN 425432

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jul 2022)
  • Trinity Protect Ltd (no longer approved here)

    FRN 754142

    • Employed By (29 Sep 2016 to 14 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

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