Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 25 Feb 2016)
    • CF30 Customer (since 25 Feb 2016)
    • (2)Employed By (since 25 Feb 2016)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF4 Partner (AR) (16 Jan 2012 to 30 Sep 2012)
    • CF30 Customer (16 Jan 2012 to 30 Sep 2012)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 29 Oct 2010)
    • CF21 Investment Adviser (12 Jun 2006 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF16 Significant Mgt (Desgntd Investment Business) (17 Nov 2003 to 13 Mar 2006)
    • CF21 Investment Adviser (27 Dec 2002 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.