Wesley Sinclair Harrison

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Unique Financial Planning Limited

    FRN 216560

    • Employed By (since 20 Aug 2025)
  • Best Practice IFA Group Limited

    FRN 223112

    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Material risk taker (since 1 Feb 2025)
    • [FCA CF] Client dealing (since 2 Jan 2025)
    • Appointed representative dealing with clients for which they require qualification (since 2 Jan 2025)
    • CF1 Director (AR) (since 28 Nov 2024)
    • CF30 Customer (since 28 Nov 2024)
    • [FCA CF] Significant management (since 1 Sep 2024)
  • EVOLUTION WEALTH NETWORK LIMITED

    FRN 591218

    • [FCA CF] Material risk taker (since 1 Feb 2025)
    • [FCA CF] Significant management (since 1 Sep 2024)
  • Benchmark Financial Planning Limited

    FRN 227247

    • Employed By (since 28 Nov 2024)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Manager of certification employee (1 Feb 2023 to 1 Sep 2024)
    • [FCA CF] Functions requiring qualifications (23 Aug 2022 to 28 Feb 2025)
    • [FCA CF] Client dealing (23 Aug 2022 to 28 Feb 2025)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (15 Sep 2011 to 17 Apr 2012)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (9 Sep 2009 to 7 Apr 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (6 Dec 2007 to 31 Aug 2009)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 16 Nov 2007)
    • CF22 Investment Adviser (Trainee) (21 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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