Wesley Samuel Bernard Seale

• St. James's Place Wealth Management Plc

  FRN 195351

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF1 Director (AR) (since 13 Aug 2018)
  • CF30 Customer (since 21 Mar 2012)
  • CF1 Director (AR) (21 Mar 2012 to 4 Nov 2016)
• Maine Wealth Ltd

  FRN 813949

  • (1)Employed By (since 13 Aug 2018)
• Capstone Financial Management Ltd (no longer approved here)

  FRN 630674

  • Employed By (20 Aug 2015 to 17 Aug 2018)
• WS Wealth Management Ltd (no longer approved here)

  FRN 577054

  • Employed By (21 Mar 2012 to 20 Aug 2015)
• Quilter Financial Planning Solutions Limited (no longer approved here)

  FRN 184591

  • CF30 Customer (5 Apr 2011 to 20 Apr 2012)
• SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 100013

  • CF30 Customer (5 May 2009 to 28 Mar 2011)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF30 Customer (11 Dec 2007 to 4 May 2009)
• Legal and General Assurance Society Limited (no longer approved here)

  FRN 117659

  • CF21 Investment Adviser (30 Apr 2007 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (2 Mar 2006 to 1 May 2007)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF21 Investment Adviser (30 Apr 2007 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (2 Mar 2006 to 1 May 2007)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF21 Investment Adviser (14 Jul 2003 to 2 Mar 2006)
  • CF22 Investment Adviser (Trainee) (19 Jul 2002 to 14 Jul 2003)

No changes recorded yet.