Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 13 Sep 2024)
    • [PRA CF] Managing a material risk taker (since 13 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Jul 2018)
    • [FCA CF] Material risk taker (since 3 Jul 2018)
    • [FCA CF] Manager of certification employee (3 Jul 2018 to 30 Apr 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (28 Nov 2008 to 30 Apr 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 25 Nov 2008)
    • CF21 Investment Adviser (7 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.