Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Jul 2025)
  • Calver Groom Limited (no longer approved here)

    FRN 457945

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Sep 2025)
    • CF30 Customer (1 May 2015 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (23 Dec 2013 to 4 Sep 2015)
  • Mr Wesley Ash (no longer approved here)

    FRN 582497

    • Employed By (15 Jan 2013 to 4 Sep 2015)
  • Jade Independent Financial Advisors Limited (no longer approved here)

    FRN 196503

    • CF30 Customer (1 Nov 2007 to 7 Jan 2014)
    • CF22 Investment Adviser (Trainee) (23 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.