Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (9 Dec 2019 to 11 Dec 2025)
- SMF1 Chief Executive (9 Dec 2019 to 1 Jul 2023)
- SMF3 Executive Director (9 Dec 2019 to 1 Jul 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 17 Sep 2009)
- CF19 Significant Mgt (Financial Resources) (6 Oct 2005 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.