Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Complete Limited
FRN 435779
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 8 Aug 2023)
- Appointed representative dealing with clients for which they require qualification (11 Oct 2021 to 27 Jan 2022)
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- [FCA CF] Functions requiring qualifications (1 Feb 2022 to 28 Jul 2023)
- Responsible for Insurance Distribution (13 Jan 2022 to 24 Jul 2023)
- Responsibility for MCD Intermediation (13 Jan 2022 to 24 Jul 2023)
- SMF16 Compliance Oversight (13 Jan 2022 to 24 Jul 2023)
- SMF3 Executive Director (13 Jan 2022 to 24 Jul 2023)
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- [FCA CF] Functions requiring qualifications (3 Feb 2021 to 9 May 2022)
- [FCA CF] Client dealing (3 Feb 2021 to 9 May 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.