Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • O'Connor and Co (Financial Services) Limited (no longer approved here)

    FRN 542264

    • (12)SMF3 Executive Director (9 Dec 2019 to 30 Jun 2022)
    • (14)CF1 Director (4 Jul 2013 to 8 Dec 2019)
    • (13)CF30 Customer (19 Aug 2011 to 31 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (12)SMF3 Executive Director at O'Connor and Co (Financial Services) Limited

  2. controlled function added: (13)CF30 Customer at O'Connor and Co (Financial Services) Limited

  3. controlled function added: (14)CF1 Director at O'Connor and Co (Financial Services) Limited