Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- SMF5 Head of Internal Audit (since 8 Feb 2023)
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- CF28 Systems and controls (1 Nov 2007 to 18 May 2015)
- CF15 Internal Audit (12 Dec 2006 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 18 May 2015)
- CF15 Internal Audit (12 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.