Wayne Unsworth

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Platinum Advice Limited (no longer approved here)

    FRN 685248

    • [FCA CF] Client dealing (1 Feb 2021 to 1 May 2022)
    • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 1 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 3 Aug 2022)
    • CF1 Director (2 Sep 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (2 Sep 2015 to 8 Dec 2019)
  • RMB Financial Management (UK) Ltd (no longer approved here)

    FRN 192704

    • (8)Employed By (12 Jul 2004 to 25 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.