Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 15 Apr 2016)
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Wayne Bond
FRN 845215
- (1)Employed By (since 8 Jul 2019)
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- CF30 Customer (26 Mar 2014 to 15 Jun 2015)
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- CF30 Customer (10 Sep 2012 to 3 Feb 2014)
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- CF30 Customer (25 Jun 2008 to 17 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.