Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 27 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (since 24 Mar 2025)
    • (2)Employed By (since 27 Jun 2025)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (24 May 2021 to 11 Feb 2025)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Functions requiring qualifications (11 Jul 2016 to 13 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

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