Wayne Michael Marshall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Aug 2022)
    • CF1 Director (AR) (since 22 Jul 2022)
    • CF30 Customer (since 22 Jul 2022)
  • Newcastle Financial Planning Ltd

    FRN 979406

    • (2)Employed By (since 22 Jul 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (31 Jul 2019 to 19 Jun 2022)
    • CF30 Customer (28 May 2010 to 14 Nov 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (18 Dec 2014 to 19 Jul 2019)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (117)Employed By (11 Dec 2014 to 19 Jul 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (6 Dec 2002 to 6 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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