Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Independent Mortgages2 Ltd
FRN 459687
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 26 Jul 2022)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF10 Compliance Oversight (16 Apr 2008 to 8 Dec 2019)
- CF11 Money Laundering Reporting (16 Apr 2008 to 8 Dec 2019)
- CF1 Director (12 Jan 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.