Wayne Leslie Hall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 18 Feb 2013)
    • CF1 Director (AR) (1 Mar 2022 to 30 Jun 2022)
  • Wayne Hall

    FRN 623644

    • (2)Employed By (since 16 May 2014)
  • Carter Lane Financial Management Ltd (no longer approved here)

    FRN 970618

    • Employed By (24 Feb 2022 to 30 Jun 2022)
  • Jones Regan Wealth Management Ltd (no longer approved here)

    FRN 484393

    • (16)Employed By (18 Feb 2013 to 16 May 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (5 Jul 2010 to 31 Jan 2013)
  • Wilcocks & Associates Ltd (no longer approved here)

    FRN 501064

    • CF1 Director (19 Aug 2009 to 28 May 2010)
    • CF10 Compliance Oversight (19 Aug 2009 to 28 May 2010)
    • CF11 Money Laundering Reporting (19 Aug 2009 to 28 May 2010)
    • CF30 Customer (19 Aug 2009 to 28 May 2010)
    • Responsible for Insurance Mediation (19 Aug 2009 to 28 May 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 19 Jun 2009)
    • CF22 Investment Adviser (Trainee) (16 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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