Wayne John Wells

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PLS FINANCIAL SERVICES LIMITED

    FRN 488254

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
    • [FCA CF] Client dealing (since 28 Sep 2020)
    • CF30 Customer (1 May 2014 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 10 Dec 2009)
    • CF22 Investment Adviser (Trainee) (3 Aug 2006 to 31 Oct 2007)
  • Clear Thinking Solutions Ltd (no longer approved here)

    FRN 228624

    • Employed By (3 Aug 2006 to 10 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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